Shanahan
2004-10-04 03:38:51 UTC
This post is a chapter introduction in the Tolkien newsgroups'
'Chapter of the Week' (CotW) project. For more information visit
the
CotW homepage at <http://parasha.maoltuile.org/>.
Chapter of the Week
Lord of the Rings, Book 4, Chapter 3:
'The Black Gate Is Closed'
_________________________________________
Note:
I'll be using a new six-part system of notes, where:
Short questions will be noted in [ ], will follow paragraph
summary;
Short comments follow paragraph summary, are italicized;
Long questions will be noted in { }, at the end of summary;
Comments on narrative structure, voice, and characterization will
be italicized, at end of summary;
Long comments will be at the end, indented, and italicized;
Comments and theories based on non-canon sources will be at the
end, indented twice, italicized, and in tengwar font.
<ducks and runs> Just teasing, Troels!
_________________________________________
CHAPTER SUMMARY (w/Qs):
This is a chapter where not much really happens, but there's a lot
going on under the surface. Immediately following the dread of the
Dead Marshes, the horror of the Desolation before Mordor, and Sam's
nassty glimpse into Gollum's nearly destroyed mind, our three
heroes reach their goal -- only to discover that there's no way in
to Mordor. In a rather strange plot development, they suddenly
decide to turn and go another way completely. It's always struck me
as a bit odd, this stop-and-restart, in an heroic quest story.
Q: Does anyone know of other legends where there's a dead-end path
like this? /Pilgrim's Progress/, perhaps?
The chapter opens as Frodo, Sam and Gollum get within a furlong of
the Black Gate. The geography is like jaws waiting to swallow them:
the gaping maw of the Haunted Pass, guarded by the Towers of the
Teeth. The geography has eyes as well: the watches change on the
immense rampart between the Carach Angren, "the day-guards,
evil-eyed and fell" take over. The Towers are "stony-faced....with
dark window-holes staring....and each window was full of sleepless
eyes." It is impossible, and the hobbits realize this as soon as
they see what the Black Gate is truly like. They cannot enter.
At this moment of despair, Sam pulls out one of his Gaffer-isms, a
gloomy one for certain, but it does lighten the mood a bit. Sam
does something similar again at the end of this chapter, where it's
much more important. "My word, but the Gaffer would have a thing
or two to say, if he saw me now! Often said I'd come to a bad end,
if I didn't watch my step, he did. But now....He'll miss his chance
of /I told 'ee so, Sam/: more's the pity."
Frodo is resolute: he knows no other way to enter Mordor, he must
do so, and therefore he will do his duty: "he cowered no longer,
and his eyes were clear". Sam is resigned; his duty is to follow
Frodo, and follow him he will. "And after all he never had any real
hope in the affair from the beginning; but being a cheerful hobbit
he had not needed hope, as long as despair could be postponed."
Q: This last quote about Sam strikes me as very interesting. What
does Tolkien mean by 'real hope'? Is being cheerful a substitute
for hope? How does this relate to the concept of /estel/?
Q: Is this new behavior for Sam, or is it typical? Frodo seems to
be growing under his burden, acquiring the strength to walk
open-eyed to the Black Gate. Is Sam growing too?
Sméagol is terrified when Frodo reveals his purpose to enter
Mordor. He proposes an alternate route, one more secret. Sam is
wisely skeptical; he thinks this is a strategic compromise between
'Slinker' and 'Stinker', to keep the Ring free until he/they can
grab it. He doubts that there really is another way into Mordor.
Sam is also skeptical of Frodo's ability to see through the Sméagol
act to Gollum's true purpose. He thinks Frodo is too soft-hearted,
too kind, to see this hard truth.
But Frodo then shocks both Sméagol and Sam by his stern insight
into Sméagol's heart. Frodo warns Sméagol of how the Ring is
manipulating him: "You are in danger. [...] You swore a promise by
what you call the Precious. Remember that! It will hold you to it;
but it will seek a way to twist it to your own undoing. Already you
are being twisted. You revealed yourself to me just now, foolishly.
/Give it back to Sméagol/ you said. Do not say that again! Do not
let that thought grow in you! You will never get it back. But the
desire of it may betray you to a bitter end. You will never get it
back. In the last need, Sméagol, I should put on the Precious; and
the Precious mastered you long ago. If I, wearing it, were to
command you, you would obey, even it it were to leap from a
precipice or to cast yourself into the fire. And such would be my
command. So have a care, Sméagol!"
Q: Frodo states "you will never get it back" twice. He realizes
that he *would* put on 'the Precious' in his last need. He realizes
that he would then be evil (or at least capable of commanding
Gollum to kill himself.) It seems Frodo sees himself and his
relationship with the Ring pretty clearly. Do you think he still
believes, here at this moment, that he truly can cast the Ring into
the Fire?
Q: Is this speech evidence of Frodo's growing strength and power
of will, or of the Ring taking him over? There seems no doubt that
Frodo's will is growing, as is his insight and power of command
over others. These things can be seen as the seeds of evil, or as a
necessary part of strength. (Part of me is splitting Frodo into
good-Frodo and evil-Frodo -- "Kill us both, Spock!")
Gollum is quite unnerved by Frodo's insight and his threat, and it
takes a while for him to calm down enough to describe this other
route he knows into Mordor. He tells of Ithilien, the Crossroads,
and old tales he used to hear about Minas Ithil, now Minas Morgul.
These old tales described Minas Ithil before it was taken over by
evil: "They built very tall towers, and one they raised was
silver-white, and in it there was a stone like the Moon..."
Q: "A stone like the Moon." What could this be but the palantír?
So even pastoral hobbit-like creatures knew something of the
palantíri? What do you think?
Gollum goes on to describe Minas Morgul as it is now, with its
Silent Watchers. Are these the same as the three-headed vulture
figures at the gate of Cirith Ungol? Other stone creatures with a
similar spell placed on them? Or just the Nazgûl themselves?
Gollum tells the hobbits of the Secret Stair, tunnel, and the high
pass (while conveniently leaving out any mention of any
inhabitants). They have to pry it out of him that this smaller pass
is guarded, too. Frodo is cast back into indecision, a marked
contrast to his resolution earlier. He has recovered some hope, and
as renewed hope often does, it brought with it renewed pain.
As Frodo struggles with this new choice, we get one of those
marvellous 'synchronizing' passages: "Yet even as [Gandalf] spoke
his last words to Saruman, and the Palantír crashed in fire upon
the steps of Orthanc, his thought was ever upon Frodo and Samwise,
over the long leagues his mind sought for them in hope and pity.
Maybe Frodo felt it, not knowing it, as he had upon Amon Hen...."
But even if he does feel Gandalf's mind over the miles, it does not
help Frodo's decision. It takes Sam to do that.
A dreamlike mood follows, in which the three sit in silence in
their hiding place. The mood is broken when Sam sees the Nazgûl
flying far above, on watch. Frodo stirs and seems about to make his
decision: but then they hear the sound of troops marching nearby.
Gollum peers over the lip of their stony dell, and returns to
report that they are Southrons, marching into Mordor. Sam asks if
there are any oliphaunts, and then and there, in the midst of
despair and indecision and betrayal, he stands up and declaims an
old nursery rhyme.
It is a wonderful moment. The growing tension, the mistrust, the
danger, the Black Land so near -- and Sam recites a wonderful,
silly, hobbity, nursery rhyme. "Frodo stood up. He had laughed in
the midst of all his cares when Sam had trotted out the old
fireside rhyme of /Oliphaunt/, and the laugh had released him from
hesitation." He will follow Gollum to the secret entrance to
Mordor.
Gollum is very pleased at this decision...
Q: Has Gollum yet made up his mind to betray Frodo? It seems so.
Or does that happen at Henneth Annûn? Or in the pass of Cirith
Ungol? Sam and Frodo's moments of despair and decision are fairly
clearly set out for us, but Gollum's are more of a mystery.
COMMENTS:
This chapter is where we first see Mordor. And it is a very sharp
demarcation: impassable mountain walls, impassable ramparts and
towers. *Here* be dragons! We are here, now, at the very border of
Evil. It stands in sharp contrast to Lothlorien, whose border
protections are rather more subtle. These are the two opposing
forces of Faerie in this story (LotR), the Light and the Dark which
must both be there for the sub-creation to be plausible. I'm always
impressed by the fear Tolkien's description of the Black Gate
inspires; but this time, I was also struck by how defensive a
structure Mordor is. Sauron, like Morgoth before him, is a coward.
Some people have mentioned that they find these three chapters very
slow and hard to read, after all the excitement of Book 3. My
experience is rather the opposite. I sometimes find Book 3 a bit of
a bore. It's all that riding around: they ride here, they ride
there, then they ride back, then they ride to gather together so
that they can go ride some more...<snore>. I will confess that I
have sometimes skipped straight from the end of 'Treebeard' to
'Flotsam and Jetsam'. I breathe a little sigh of relief when we get
back to Frodo and Sam and the quest. Being female, I wonder if this
is a gender difference. Do the guys out there dig battle-filled
Book 3, and the ladies the more character-driven Book 4? Shall we
get some unscientific statistics going here?
Troels commented in his CotW last week about the relationship
between these three hobbit characters: bound together by fate,
love, hate, and pity; alike in many ways, yet unable to be anything
but enemies. Is it possible that these three figures together make
up a 3-part protagonist? If they do, what parts of the hero does
each make up? (No height jokes!! <g>)
I like the narrative structure of this book, and this chapter, very
much. The story arc of Book 4 is very symmetrical and satisfying.
In contrast, Book 3 has two story lines to cover so it feels a bit
more scattered, and there are so many moments of high tension in it
that it has no single climactic chapter. Book 4 has only one story
line. It starts with three chapters of rising tension, then the
marvellous intervention of Faramir in the Tolkienesque 'rest phase'
chapters in Ithilien, then again the final three chapters with
steeply rising dramatic tension: the heartbreak of Gollum's
near-repentance, the classic hero's journey through the tunnel,
Samwise's shining courage with Shelob, and then finally the
greatest cliffhanger ending *ever*, when Sam discovers Frodo is
alive but taken by the Enemy. Whew!! Great stuff.
For those interested in such things, Tolkien didn't revise this
chapter much. He wrote it all at one go, then rewrote it the same
way. A few names and distances were changed. He had some trouble
working out the synchronization moment mentioned above, when
Gandalf is thinking about Frodo: Tolkien wasn't too sure where
Gandalf was, exactly, when that moment happens. He puts him in
Rohan, Gondor, on the road between the two, and then finally at
Orthanc. FWIW.
Ciaran S.
--
"And I name before you all Frodo of the Shire
and Samwise his servant.
/Bronwe athan Harthad/ and /Harthad Uluithiad/,
Endurance beyond Hope and Hope Unquenchable."
- gandalf, in draft 'A' of "Many Partings"
'Chapter of the Week' (CotW) project. For more information visit
the
CotW homepage at <http://parasha.maoltuile.org/>.
Chapter of the Week
Lord of the Rings, Book 4, Chapter 3:
'The Black Gate Is Closed'
_________________________________________
Note:
I'll be using a new six-part system of notes, where:
Short questions will be noted in [ ], will follow paragraph
summary;
Short comments follow paragraph summary, are italicized;
Long questions will be noted in { }, at the end of summary;
Comments on narrative structure, voice, and characterization will
be italicized, at end of summary;
Long comments will be at the end, indented, and italicized;
Comments and theories based on non-canon sources will be at the
end, indented twice, italicized, and in tengwar font.
<ducks and runs> Just teasing, Troels!
_________________________________________
CHAPTER SUMMARY (w/Qs):
This is a chapter where not much really happens, but there's a lot
going on under the surface. Immediately following the dread of the
Dead Marshes, the horror of the Desolation before Mordor, and Sam's
nassty glimpse into Gollum's nearly destroyed mind, our three
heroes reach their goal -- only to discover that there's no way in
to Mordor. In a rather strange plot development, they suddenly
decide to turn and go another way completely. It's always struck me
as a bit odd, this stop-and-restart, in an heroic quest story.
Q: Does anyone know of other legends where there's a dead-end path
like this? /Pilgrim's Progress/, perhaps?
The chapter opens as Frodo, Sam and Gollum get within a furlong of
the Black Gate. The geography is like jaws waiting to swallow them:
the gaping maw of the Haunted Pass, guarded by the Towers of the
Teeth. The geography has eyes as well: the watches change on the
immense rampart between the Carach Angren, "the day-guards,
evil-eyed and fell" take over. The Towers are "stony-faced....with
dark window-holes staring....and each window was full of sleepless
eyes." It is impossible, and the hobbits realize this as soon as
they see what the Black Gate is truly like. They cannot enter.
At this moment of despair, Sam pulls out one of his Gaffer-isms, a
gloomy one for certain, but it does lighten the mood a bit. Sam
does something similar again at the end of this chapter, where it's
much more important. "My word, but the Gaffer would have a thing
or two to say, if he saw me now! Often said I'd come to a bad end,
if I didn't watch my step, he did. But now....He'll miss his chance
of /I told 'ee so, Sam/: more's the pity."
Frodo is resolute: he knows no other way to enter Mordor, he must
do so, and therefore he will do his duty: "he cowered no longer,
and his eyes were clear". Sam is resigned; his duty is to follow
Frodo, and follow him he will. "And after all he never had any real
hope in the affair from the beginning; but being a cheerful hobbit
he had not needed hope, as long as despair could be postponed."
Q: This last quote about Sam strikes me as very interesting. What
does Tolkien mean by 'real hope'? Is being cheerful a substitute
for hope? How does this relate to the concept of /estel/?
Q: Is this new behavior for Sam, or is it typical? Frodo seems to
be growing under his burden, acquiring the strength to walk
open-eyed to the Black Gate. Is Sam growing too?
Sméagol is terrified when Frodo reveals his purpose to enter
Mordor. He proposes an alternate route, one more secret. Sam is
wisely skeptical; he thinks this is a strategic compromise between
'Slinker' and 'Stinker', to keep the Ring free until he/they can
grab it. He doubts that there really is another way into Mordor.
Sam is also skeptical of Frodo's ability to see through the Sméagol
act to Gollum's true purpose. He thinks Frodo is too soft-hearted,
too kind, to see this hard truth.
But Frodo then shocks both Sméagol and Sam by his stern insight
into Sméagol's heart. Frodo warns Sméagol of how the Ring is
manipulating him: "You are in danger. [...] You swore a promise by
what you call the Precious. Remember that! It will hold you to it;
but it will seek a way to twist it to your own undoing. Already you
are being twisted. You revealed yourself to me just now, foolishly.
/Give it back to Sméagol/ you said. Do not say that again! Do not
let that thought grow in you! You will never get it back. But the
desire of it may betray you to a bitter end. You will never get it
back. In the last need, Sméagol, I should put on the Precious; and
the Precious mastered you long ago. If I, wearing it, were to
command you, you would obey, even it it were to leap from a
precipice or to cast yourself into the fire. And such would be my
command. So have a care, Sméagol!"
Q: Frodo states "you will never get it back" twice. He realizes
that he *would* put on 'the Precious' in his last need. He realizes
that he would then be evil (or at least capable of commanding
Gollum to kill himself.) It seems Frodo sees himself and his
relationship with the Ring pretty clearly. Do you think he still
believes, here at this moment, that he truly can cast the Ring into
the Fire?
Q: Is this speech evidence of Frodo's growing strength and power
of will, or of the Ring taking him over? There seems no doubt that
Frodo's will is growing, as is his insight and power of command
over others. These things can be seen as the seeds of evil, or as a
necessary part of strength. (Part of me is splitting Frodo into
good-Frodo and evil-Frodo -- "Kill us both, Spock!")
Gollum is quite unnerved by Frodo's insight and his threat, and it
takes a while for him to calm down enough to describe this other
route he knows into Mordor. He tells of Ithilien, the Crossroads,
and old tales he used to hear about Minas Ithil, now Minas Morgul.
These old tales described Minas Ithil before it was taken over by
evil: "They built very tall towers, and one they raised was
silver-white, and in it there was a stone like the Moon..."
Q: "A stone like the Moon." What could this be but the palantír?
So even pastoral hobbit-like creatures knew something of the
palantíri? What do you think?
Gollum goes on to describe Minas Morgul as it is now, with its
Silent Watchers. Are these the same as the three-headed vulture
figures at the gate of Cirith Ungol? Other stone creatures with a
similar spell placed on them? Or just the Nazgûl themselves?
Gollum tells the hobbits of the Secret Stair, tunnel, and the high
pass (while conveniently leaving out any mention of any
inhabitants). They have to pry it out of him that this smaller pass
is guarded, too. Frodo is cast back into indecision, a marked
contrast to his resolution earlier. He has recovered some hope, and
as renewed hope often does, it brought with it renewed pain.
As Frodo struggles with this new choice, we get one of those
marvellous 'synchronizing' passages: "Yet even as [Gandalf] spoke
his last words to Saruman, and the Palantír crashed in fire upon
the steps of Orthanc, his thought was ever upon Frodo and Samwise,
over the long leagues his mind sought for them in hope and pity.
Maybe Frodo felt it, not knowing it, as he had upon Amon Hen...."
But even if he does feel Gandalf's mind over the miles, it does not
help Frodo's decision. It takes Sam to do that.
A dreamlike mood follows, in which the three sit in silence in
their hiding place. The mood is broken when Sam sees the Nazgûl
flying far above, on watch. Frodo stirs and seems about to make his
decision: but then they hear the sound of troops marching nearby.
Gollum peers over the lip of their stony dell, and returns to
report that they are Southrons, marching into Mordor. Sam asks if
there are any oliphaunts, and then and there, in the midst of
despair and indecision and betrayal, he stands up and declaims an
old nursery rhyme.
It is a wonderful moment. The growing tension, the mistrust, the
danger, the Black Land so near -- and Sam recites a wonderful,
silly, hobbity, nursery rhyme. "Frodo stood up. He had laughed in
the midst of all his cares when Sam had trotted out the old
fireside rhyme of /Oliphaunt/, and the laugh had released him from
hesitation." He will follow Gollum to the secret entrance to
Mordor.
Gollum is very pleased at this decision...
Q: Has Gollum yet made up his mind to betray Frodo? It seems so.
Or does that happen at Henneth Annûn? Or in the pass of Cirith
Ungol? Sam and Frodo's moments of despair and decision are fairly
clearly set out for us, but Gollum's are more of a mystery.
COMMENTS:
This chapter is where we first see Mordor. And it is a very sharp
demarcation: impassable mountain walls, impassable ramparts and
towers. *Here* be dragons! We are here, now, at the very border of
Evil. It stands in sharp contrast to Lothlorien, whose border
protections are rather more subtle. These are the two opposing
forces of Faerie in this story (LotR), the Light and the Dark which
must both be there for the sub-creation to be plausible. I'm always
impressed by the fear Tolkien's description of the Black Gate
inspires; but this time, I was also struck by how defensive a
structure Mordor is. Sauron, like Morgoth before him, is a coward.
Some people have mentioned that they find these three chapters very
slow and hard to read, after all the excitement of Book 3. My
experience is rather the opposite. I sometimes find Book 3 a bit of
a bore. It's all that riding around: they ride here, they ride
there, then they ride back, then they ride to gather together so
that they can go ride some more...<snore>. I will confess that I
have sometimes skipped straight from the end of 'Treebeard' to
'Flotsam and Jetsam'. I breathe a little sigh of relief when we get
back to Frodo and Sam and the quest. Being female, I wonder if this
is a gender difference. Do the guys out there dig battle-filled
Book 3, and the ladies the more character-driven Book 4? Shall we
get some unscientific statistics going here?
Troels commented in his CotW last week about the relationship
between these three hobbit characters: bound together by fate,
love, hate, and pity; alike in many ways, yet unable to be anything
but enemies. Is it possible that these three figures together make
up a 3-part protagonist? If they do, what parts of the hero does
each make up? (No height jokes!! <g>)
I like the narrative structure of this book, and this chapter, very
much. The story arc of Book 4 is very symmetrical and satisfying.
In contrast, Book 3 has two story lines to cover so it feels a bit
more scattered, and there are so many moments of high tension in it
that it has no single climactic chapter. Book 4 has only one story
line. It starts with three chapters of rising tension, then the
marvellous intervention of Faramir in the Tolkienesque 'rest phase'
chapters in Ithilien, then again the final three chapters with
steeply rising dramatic tension: the heartbreak of Gollum's
near-repentance, the classic hero's journey through the tunnel,
Samwise's shining courage with Shelob, and then finally the
greatest cliffhanger ending *ever*, when Sam discovers Frodo is
alive but taken by the Enemy. Whew!! Great stuff.
For those interested in such things, Tolkien didn't revise this
chapter much. He wrote it all at one go, then rewrote it the same
way. A few names and distances were changed. He had some trouble
working out the synchronization moment mentioned above, when
Gandalf is thinking about Frodo: Tolkien wasn't too sure where
Gandalf was, exactly, when that moment happens. He puts him in
Rohan, Gondor, on the road between the two, and then finally at
Orthanc. FWIW.
Ciaran S.
--
"And I name before you all Frodo of the Shire
and Samwise his servant.
/Bronwe athan Harthad/ and /Harthad Uluithiad/,
Endurance beyond Hope and Hope Unquenchable."
- gandalf, in draft 'A' of "Many Partings"